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United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment,
1
E-Gov Document
 

Capital formation and reducing small business burdens : hearing before the Subcommittee on Securitie


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Publishing Office, 2016.

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2
E-Gov Document
 

Climate disclosure : measuring financial risks and opportunities : hearing before the Subcommittee o


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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3
E-Gov Document
 

Computerized trading venues : what should the rules of the road be? : hearing before the Subcommitte


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2013.

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4
E-Gov Document
 

Computerized trading : what should the rules of the road be? : hearing before the Subcommittee on Se


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2013.

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5
E-Gov Document
 

Consolidation of NASD and the regulatory functions of the NYSE : working towards improved regulation


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2009.

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6
E-Gov Document
 

Creating a housing finance system built to last : ensuring access for community institutions : heari


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2014.

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7
E-Gov Document
 

Dark pools, flash orders, high-frequency trading, and other market structure issues : hearing before


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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8
E-Gov Document
 

Derivatives clearinghouses : opportunities and challenges : hearing before the Subcommittee on Secur


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2012.

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9
E-Gov Document
 

Emergence of swap execution facilities : a progress report : hearing before the Subcommittee on Secu


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2012.

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10
E-Gov Document
 

Emerging issues in insurance regulation : hearing before the Subcommittee on Securities, Insurance,


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2012.

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11
E-Gov Document
 

Examining current trends and changes in the fixed-income markets : joint hearing before the Subcommi


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Publishing Office, 2017.

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12
E-Gov Document
 

Examining frameworks to address future pandemic risk : hearing before the Subcommittee on Securities


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Publishing Office, 2023.

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13
E-Gov Document
 

Examining how capital markets serve diverse entrepreneurs and investors : hearing before the Subcomm


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Publishing Office, 2023.

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14
E-Gov Document
 

Examining insurance capital rules and FSOC process : hearing before the Subcommittee on Securities,


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Publishing Office, 2016.

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15
E-Gov Document
 

Examining investor risks in capital raising : hearing before the Subcommittee on Securities, Insuran


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2013.

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16
E-Gov Document
 

Examining the causes and lessons of the May 6th market plunge : hearing before the Subcommittee on S


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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17
E-Gov Document
 

Examining the efficiency, stability, and integrity of the U.S. capital markets : joint hearing befor


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2011.

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18
E-Gov Document
 

Examining the housing finance system : the to-be-announced market : hearing before the Subcommittee


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2012.

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19
E-Gov Document
 

Examining the IPO process : is it working for ordinary investors? : hearing before the Subcommittee


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2013.

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20
E-Gov Document
 

The fiscal year 2012 budget for the Securities and Exchange Commission : hearing before the Subcommi


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2011.

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21
E-Gov Document
 

A global view : examining cross-border exchange mergers : hearing before the Subcommittee on Securit


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2009.

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22
E-Gov Document
 

High frequency trading's impact on the economy : hearing before the Subcommittee on Securities, Insu


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2014.

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23
E-Gov Document
 

Improving communities' and businesses' access to capital and economic development : hearing before t


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Publishing Office, 2016.

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24
E-Gov Document
 

International accounting standards : opportunities, challenges, and global convergence issues : hear


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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25
E-Gov Document
 

The JOBS Act at a year and a half : assessing progress and unmet opportunities : hearing before the


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2014.

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26
E-Gov Document
 

Lessons learned in risk management oversight at federal financial regulators : hearing before the Su


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2009.

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27
E-Gov Document
 

Management and structural reforms at the Securities and Exchange Commission : a progress report : he


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2013.

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28
E-Gov Document
 

Market microstructure : examination of exchange-traded funds (ETFs) : hearing before the Subcommitte


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2012.

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29
E-Gov Document
 

Over-the-counter derivatives : modernizing oversight to increase transparency and reduce risks : hea


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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30
E-Gov Document
 

Oversight of the Financial Stability Oversight Council designation process : hearing before the Subc


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Publishing Office, 2016.

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31
E-Gov Document
 

Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Sec


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Publishing Office, 2016.

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32
E-Gov Document
 

Protecting shareholders and enhancing public confidence by improving corporate governance : hearing


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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33
E-Gov Document
 

Reducing risks and improving oversight in the OTC credit derivatives market : hearing before the Sub


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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34
E-Gov Document
 

Regulating hedge funds and other private investment pools : hearing before the Subcommittee on Secur


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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35
E-Gov Document
 

Regulatory reforms to improve equity market structure : hearing before the Subcommittee on Securitie


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Publishing Office, 2016.

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36
E-Gov Document
 

Returning private capital to mortgage markets : a fundamental for housing finance reform : hearing b


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2013.

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37
E-Gov Document
 

Risk management and its implications for systemic risk : hearing before the Subcommittee on Securiti


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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38
E-Gov Document
 

The role of the accounting profession in preventing another financial crisis : hearing before the Su


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2011.

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39
E-Gov Document
 

Securitization of assets : problems and solutions : hearing before the Subcommittee on Securities, I


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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40
E-Gov Document
 

The state of securitization markets : hearing before the Subcommittee on Securities, Insurance, and


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2011.

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41
E-Gov Document
 

Streamlining regulation, improving consumer protection, and increasing competition in insurance mark


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2013.

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42
E-Gov Document
 

Strengthening the SEC's vital enforcement responsibilities : hearing before the Subcommittee on Secu


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2009.

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43
E-Gov Document
 

Subprime mortgage market turmoil : examining the role of securitization : hearing before the Subcomm


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2009.

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44
E-Gov Document
 

Transparency in accounting : proposed changes to accounting for off-balance-sheet entities : hearing


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment.
Washington : U.S. G.P.O., 2010.

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45
E-Gov Document
 

The tri-party repo market : remaining challenges : hearing before the Subcommittee on Securities, In


United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author.
Washington : U.S. Government Printing Office, 2013.

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