Title SEC oversight of investment advisers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exts with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992.

Publication Info.

Item Status

Location	Call No.	Status	OPAC Message	Public Note	Gift Note
Moore Stacks	5577	Available	---

Description	iv, 222 pages : illustrations ; 24 cm.
Physical Medium	4x6 in.
	monochrome
	service copy
	negative
Series	S. hrg. ; 102-731
	United States. Congress. Senate. S. hrg. ; 102-731.
Bibliography	Includes bibliographical references.
Reproduction	Microfiche. [Washington : U.S. G.P.O.], 1992. 3 microfiches : negative ; 11 x 15 cm.
Subject	Financial planners -- Malpractice -- United States.
	Financial planners -- Malpractice.
	United States.
	Financial services industry -- Corrupt practices -- United States.
	Financial services industry -- Corrupt practices.
	Financial services industry.
	United States. Securities and Exchange Commission -- Appropriations and expenditures.
	United States. Securities and Exchange Commission.
	Expenditures, Public.
ISBN	0160390982
Gpo Item No.	1035-C, 1035-D (MF)
Sudoc No.	Y 4.B 22/3:S.hrg.102-731