| Description |
x, 78 pages : illustrations ; 23 cm |
| Bibliography |
Includes bibliographical references and index. |
| Contents |
Chapter 1 The Path to Ongoing Compliance -- The Origin of Sarbanes-Oxley Act -- Generating Value from Compliance -- Finance Checklist: Compliance Activities that Deliver Value -- Moving Beyond Initial Compliance -- Ongoing Compliance Strategy Checklist -- Remediation Prioritization -- Control improvements -- Sarbanes-Oxley compliance and financial reporting improvements -- Productivity improvements -- Chapter 2 Optimizing Compliance Efforts -- Current Compliance Challenges -- Future State Opportunity - Compliance Optimization -- Issues to Consider When Optimizing Compliance -- Issues to Consider when Developing Monitoring/Maintenance Plan -- Steps to Address Compliance Deficiencies -- Factors that influence Compliance Strategy/Plan -- Right-sizing Best Practices -- The Role of Internal Audit ? Balancing the Compliance and Audit Functions -- Internal Audit Checklist -- The Evolving Role of the Audit Committee -- Audit Committee Best Practice Checklist -- Five Critical Question Audit Committees Should Ask -- Chapter 3 The Time Has Come for ERM -- The Benefits of ERM: Value Preservation and Creation -- Implementing ERM Goals of Risk Management Framework -- Enterprise Risk Management Cycle -- Risk Identification Questions to consider -- Risks to Identify -- Risk Analysis Questions to consider -- Key Actions Quantification of risk exposure -- On-going risk monitoring process -- Risk Management Requires a Well-Informed Audit Committee -- Maximize Future Performance through BPM and ERM Integration -- Nine Steps to Effectively Integrating BPM and ERM -- Chapter 4 Addressing Compliance Challenges through Automation -- Software Can Add Value Beyond Compliance -- Continuous Monitoring Tool Considerations -- Functions to Consider When Evaluating Continuous Monitoring Tools -- The Continuous Monitoring Process -- Risk Management Software Unifying Financial Statements, Close Tasks and SOX Controls -- Tasks to Define Business Requirements |
| Subject |
Corporations -- Accounting -- Law and legislation -- United States.
|
|
Corporations -- Accounting -- Law and legislation. |
|
United States. |
|
Corporations -- Auditing -- Law and legislation -- United States.
|
|
Corporations -- Auditing -- Law and legislation. |
|
Financial statements -- Law and legislation -- United States.
|
|
Financial statements -- Law and legislation. |
|
Corporations -- United States -- Accounting.
|
|
Corporations. |
|
Accounting. |
|
Corporations -- United States -- Auditing.
|
|
Auditing. |
|
Financial statements -- United States.
|
|
Financial statements. |
| ISBN |
9780471746867 paperback |
|
047174686X paperback |
|
