Description |
x, 78 pages : illustrations ; 23 cm |
Bibliography |
Includes bibliographical references and index. |
Contents |
Chapter 1 The Path to Ongoing Compliance -- The Origin of Sarbanes-Oxley Act -- Generating Value from Compliance -- Finance Checklist: Compliance Activities that Deliver Value -- Moving Beyond Initial Compliance -- Ongoing Compliance Strategy Checklist -- Remediation Prioritization -- Control improvements -- Sarbanes-Oxley compliance and financial reporting improvements -- Productivity improvements -- Chapter 2 Optimizing Compliance Efforts -- Current Compliance Challenges -- Future State Opportunity - Compliance Optimization -- Issues to Consider When Optimizing Compliance -- Issues to Consider when Developing Monitoring/Maintenance Plan -- Steps to Address Compliance Deficiencies -- Factors that influence Compliance Strategy/Plan -- Right-sizing Best Practices -- The Role of Internal Audit ? Balancing the Compliance and Audit Functions -- Internal Audit Checklist -- The Evolving Role of the Audit Committee -- Audit Committee Best Practice Checklist -- Five Critical Question Audit Committees Should Ask -- Chapter 3 The Time Has Come for ERM -- The Benefits of ERM: Value Preservation and Creation -- Implementing ERM Goals of Risk Management Framework -- Enterprise Risk Management Cycle -- Risk Identification Questions to consider -- Risks to Identify -- Risk Analysis Questions to consider -- Key Actions Quantification of risk exposure -- On-going risk monitoring process -- Risk Management Requires a Well-Informed Audit Committee -- Maximize Future Performance through BPM and ERM Integration -- Nine Steps to Effectively Integrating BPM and ERM -- Chapter 4 Addressing Compliance Challenges through Automation -- Software Can Add Value Beyond Compliance -- Continuous Monitoring Tool Considerations -- Functions to Consider When Evaluating Continuous Monitoring Tools -- The Continuous Monitoring Process -- Risk Management Software Unifying Financial Statements, Close Tasks and SOX Controls -- Tasks to Define Business Requirements |
Subject |
Corporations -- Accounting -- Law and legislation -- United States.
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Corporations -- Accounting -- Law and legislation. |
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United States. |
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Corporations -- Auditing -- Law and legislation -- United States.
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Corporations -- Auditing -- Law and legislation. |
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Financial statements -- Law and legislation -- United States.
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Financial statements -- Law and legislation. |
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Corporations -- United States -- Accounting.
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Corporations. |
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Accounting. |
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Corporations -- United States -- Auditing.
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Auditing. |
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Financial statements -- United States.
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Financial statements. |
ISBN |
9780471746867 paperback |
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047174686X paperback |
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