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Corporate Author United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author.

Title Oversight of the status of the Consolidated Audit Trail : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixteenth Congress, first session, on examining the efforts to implement the Consolidated Audit Trail and to review elements of the CAT national market system plan necessary to the market regulatory function, October 22, 2019.

Publication Info. Washington : U.S. Government Publishing Office, 2020.
Online access
Connect to https://purl.fdlp.gov/GPO/gpo132373

Item Status

Description 1 online resource (iii, 89 pages).
Physical Medium polychrome
Description text file
Series S. hrg. ; 116-113
United States. Congress. Senate. S. hrg. ; 116-113.
Note Access ID (govinfo): CHRG-116shrg39415.
GPO Cataloging Record Distribution Program (CRDP).
Bibliography Includes bibliographical references.
Performer Hearing witnesses: Shelly Bohlin, President and COO, FINRA CAT LLC, Financial Industry Regulatory Authority; Judy McDonald, Chair, CAT NMS Plan Advisory Committee; Michael J. Simon, Chairman, CAT NMS Plan Operating Committee.
Event Date of hearing: 2019-10-22.
Subject Securities -- State supervision -- United States -- Databases.
Securities -- State supervision.
United States.
Databases.
Securities.
Securities -- Data processing -- State supervision -- United States.
Securities -- Data processing.
State supervision.
FINRA CAT -- Customer services.
FINRA CAT -- Data processing.
United States. Securities and Exchange Commission -- Data processing.
United States. Securities and Exchange Commission.
Database security -- Government policy -- United States.
Database security.
Government policy.
Customer services.
Electronic data processing.
Genre/Form Databases.
Legislative hearings.
Legislative hearings.
Other Form: Print version: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Oversight of the status of the Consolidated Audit Trail (OCoLC)1154065677
Microfiche version: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Oversight of the status of the Consolidated Audit Trail (OCoLC)1204225301
Standard No. 39-415 (GPO jacket number)
Gpo Item No. 1035-E (online)
Sudoc No. Y 4.B 22/3:S.HRG.116-113

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