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Subjects (1-4 of 4)
Self Regulation Securities Industry United States
1 E-Gov Document Consolidation of NASD and the regulatory functions of the NYSE : working towards improved regulation United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment. Washington : U.S. G.P.O., 2009. Rating: Electronic Resources Item Status
2 E-Gov Document Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capita United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises, author. Washington : U.S. Government Publishing Office, 2015. Rating: Electronic Resources Item Status
3 E-Gov Document Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capita United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment, author. Washington : U.S. Government Publishing Office, 2018. Rating: Electronic Resources Item Status
4 E-Gov Document The state of the securities markets : hearing before the Committee on Banking, Housing, and Urban Af United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Washington : U.S. G.P.O., 2009. Rating: Electronic Resources Item Status

Resources

Consolidation of NASD and the regulatory functions of the NYSE : working towards improved regulation