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U S Securities And Exchange Commission
1
E-Gov Document
 

EDGAR filer manual.



[Washington, D.C.] : U.S. Securities and Exchange Commission

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2
E-Gov Document
 

Electronic communication networks and after-hours trading


United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2000]

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3
E-Gov Document
 

Enforcement and market data.


United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission

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4
book
BookPrinted Material
 

Final report of the SEC Government-Business Forum on Small Business Capital Formation.


SEC Government-Business Forum on Small Business Capital Formation.
Washington, D.C. : U.S. Securities and Exchange Commission, [1982-]

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Location Call No. Status OPAC Message Public Note Gift Note
 Moore Microfiche  8866  June, 1993    Available  ---
 Moore Microfiche  8866  June, 1994    Available  ---
 Moore Microfiche  8866  Feb, 1995    Available  ---
There are additional copies/volumes of this item
5
E-Gov Document
 

Final report of the SEC Government-Business Forum on Small Business Capital Formation


SEC Government-Business Forum on Small Business Capital Formation.
[Washington, D.C.] : U.S. Securities and Exchange Commission

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6
book
BookPrinted Material
 

Information for investors on opening and maintaining an account with a stockbroker.



[Washington, D.C.] : [U.S. Securities and Exchange Commission], [1998]

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Location Call No. Status OPAC Message Public Note Gift Note
 Moore Microfiche  8884    Available  ---
7
book
BookPrinted Material
 

Internationalization of the securities markets : report of the staff of the U.S. Securities and Exch



[Washington, D.C.?] : U.S. Securities and Exchange Commission, 1988.

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8
E-Gov Document
 

On-line brokerage : keeping apace of cyberspace.


United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission, [1999?]

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9
E-Gov Document
 

Payment for order flow and internalization in the options markets


United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2000]

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10
E-Gov Document
 

Program improvements needed within the SEC's Division of Enforcement.


United States. Securities and Exchange Commission. Office of Audits.
Washington, D.C. : U.S. Securities and Exchange Commission, [2009]

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11
book
BookPrinted Material
 

Q&A, small business and the SEC.



[Washington, D.C.] (450 Fifth St., N.W., Washington 20549) : [U.S. Securities and Exchange Commission], [1993]
[Rev. 2-93].

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Location Call No. Status OPAC Message Public Note Gift Note
 Moore Microfiche  8478    Available  ---
12
E-Gov Document
 

Regulation Fair Disclosure revisited : a report


United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2001]

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13
E-Gov Document
 

Report concerning display of customer limit orders


United States. Securities and Exchange Commission.
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2000]

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14
E-Gov Document
 

Report on the municipal securities market


United States. Securities and Exchange Commission, author.
[Washington, D.C.] : U.S. Securities and Exchange Commission, 2012.

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15
E-Gov Document
 

Review of the Commission's processes for selecting investment advisers and Investment companies for



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009]
Public redacted version.

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16
E-Gov Document
 

SEC special studies


United States. Securities and Exchange Commission.
Washington, D.C. : U.S. Securities and Exchange Commission, 1994-

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17
E-Gov Document
 

SEC sustainability plan.


United States. Securities and Exchange Commission.
[Washington, D.C.] : [U.S. Securities and Exchange Commission], [2009?]

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18
E-Gov Document
 

Worthless stock : how to avoid doubling your losses.



[Washington, D.C.] : U.S. Securities and Exchange Commission, [2005]

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