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Title The Role of regional broker-dealers in the capital formation process : underwriting, market-making, and securities research activities, phase II report.

Publication Info. [Washington, D.C.?] : U.S. Securities and Exchange Commission, Directorate of Economic and Policy Analysis : U.S. Small Business Administration, Office of Advocacy, 1981.

Item Status

Location Call No. Status OPAC Message Public Note Gift Note
 Moore Stacks  2547    Available  ---
Description vi, 67, 7 pages : illustrations ; 28 cm
Physical Medium 4x6 in.
monochrome
negative
Note Cover title.
"August 1981."
"Research conducted by the Directorate of Economic and Policy Analysis of the Security and Exchange Commission for the Office of the Chief Counsel for Advocacy of the Small Business Administration"--P. i.
Pagination of fiche: viii, 74 p.
Bibliography Bibliography: pages 68-74.
Reproduction Microfiche. [Washington, D.C.] : U.S. G.P.O., 1982. 2 sheets ; 11 x 15 cm.
Subject Brokers -- United States.
Brokers.
United States.
Stock exchanges -- United States.
Stock exchanges.
Securities -- United States.
Securities.
Added Author United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis.
United States. Small Business Administration. Office of the Chief Counsel for Advocacy.
United States. Small Business Administration. Office of Advocacy.
Other Form: Original (DLC)81-603767
Gpo Item No. 904
Sudoc No. SE 1.2:B 78/8/phase 2